The Securities and Exchange Commission as well as members of Congress have expressed concern over the past two years with the dramatic increase in the number of “Dark Pools” – so-called “hidden” sources of liquidity, in the use of flash quotes and indications of interest, and with post-trade transparency.

Are these real concerns that need to be addressed? Is price discovery or trade execution being negatively impacted? Are the SEC's recent proposals for regulatory changes in these areas on point? Or, are there better solutions to address any legitimate concerns but to allow what is good in our markets to continue to flourish for the benefit of markets and investors? What does the SEC plan to address in its expected “Dark Pools” concept release? Several regulatory initiatives are also taking place overseas. What will the impact be of all of these efforts on both the U.S. and global markets?

SIFMA is bringing together leading industry professionals and regulators to address these questions and other key issues to help you navigate the changing marketplace. Panels will offer regulatory and business views on hidden liquidity and on the recent regulatory proposals from both a domestic and global viewpoint.

Discussions also will focus on how firms are handling the fierce competition, innovative trading platforms, and dynamic business strategies (both buy-side and sell-side) in the face of the changing regulatory landscape.